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A collection of news and information related to Mary Jo White published by this site and its partners.
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SEC settlement policy may pressure other agencies to toughen up
ReutersBy Sarah N. Lynch WASHINGTON, June 19 (Reuters) - The decision by the U.S. Securities and Exchange Commission to seek admissions of wrongdoing in select enforcement cases is expected to put pressure on other federal financial regulators to get tougher...Tags: Finance, Judges, Trials, Prosecution, Services and Shopping
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SEC will seek admission of wrongdoing in some cases
ReutersU.S. securities regulators will push for admissions of wrongdoing in cases of “widespread harm to investors” or “egregious intentional misconduct,” Securities and Exchange Commission Chair Mary Jo White said Tuesday. The change...Tags: Trials, Judges, Finance, The Wall Street Journal, Prosecution
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PRESS DIGEST - Wall Street Journal - June 19
ReutersJune 19 (Reuters) - The following are the top stories in the Wall Street Journal. Reuters has not verified these stories and does not vouch for their accuracy. * U.S. President Barack Obama will make the case for a new phase in nuclear weapons...Tags: Credit Ratings, Barack Obama, The Wall Street Journal, Smithfield Foods, G8
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REUTERS SUMMIT-Regulators missed chance to reform money market funds -Krawcheck
ReutersBy Jed Horowitz NEW YORK, date (Reuters) - She didn't get the job, but if Sallie Krawcheck were running the Securities and Exchange Commission she knows where her priorities would lie. The former head of Bank of America Corp's global wealth and...Tags: Goldman Sachs Group, Inc., Finance, Financial and Business Services, Investment Service, Bank of America Corp.
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U.S. SEC to consider money market fund proposal next week
ReutersBy Sarah N. Lynch WASHINGTON, May 29 (Reuters) - U.S. securities regulators will convene next week to consider a long-awaited proposal that would impose new rules on the $2.6 trillion money market fund industry, according to an announcement posted on the...Tags: Finance, U.S. Securities and Exchange Commission, Mutual Funds, Charles Schwab, Lehman Brothers Holdings Inc.
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Obama nominates 2 Senate aides as SEC commissioners
Two senior U.S. Senate aides were nominated by President Obama to join the Securities and Exchange Commission. Kara M. Stein would replace Elisse B. Walter as a Democratic commissioner and Michael S. Piwowar would succeed Troy A. Paredes as a...Tags: Elections, U.S. Senate Committee on Banking, Housing, and Urban Affairs, Democratic Party, Elisse Walter, Jack Reed
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Goldman Sachs wins even when muzzled by the feds
Almost three years ago, when Goldman Sachs Group Inc. paid $550 million to settle fraud accusations by the Securities and Exchange Commission, one of the claims was that Goldman misled the bond-insurer ACA Financial Guaranty Corp. in a horribly complex...Tags: Trials, Finance, Goldman Sachs Group, Inc., Federal Reserve, Prosecution
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Sen. Warren goads Fed, SEC, DOJ to explain no-fault bank deals
Sen. Elizabeth Warren, having chastised bank regulators for failing to put Wall Street giants on trial, is demanding to see any analyses that the U.S. Department of Justice, the Federal Reserve and the Securities and Exchange Commission have conducted...Tags: Finance, Trials, Federal Reserve, Eric Holder, Parties and Movements
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Will new SEC hang whistle-blowers out to dry?
The Securities and Exchange Commission is certainly looking all spiffy and new these days. Mary Jo White, the former federal prosecutor and Debevoise & Plimpton law partner, has taken over as chairman. She tapped her longtime deputy at the Southern...Tags: Goldman Sachs Group, Inc., JPMorgan Chase & Co., The New York Times, Arbitration, Parties and Movements
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Herbalife says KPMG 'concluded it was not independent' as auditor
This post has been corrected. See note at the bottom for details.KPMG has resigned as Herbalife's auditor after the auditing firm fired a senior partner in its Los Angeles office because of an alleged insider-trading scheme. "KPMG stated it had concluded it was not independent because of alleged insider trading in...Tags: JC Penney Company Inc., Fraud, Corporate Crime, Insider Trading, Accounting and Auditing
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KPMG fires a senior partner in L.A. for alleged insider trading
KPMG, one of the country's biggest auditing firms, has fired a senior partner in its Los Angeles office for allegedly engaging in an insider-trading scheme. The partner passed confidential client information to someone who then traded stocks in...Tags: FBI, JC Penney Company Inc., Fraud, Prosecution, Corporate Crime
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Senate confirms former prosecutor Mary Jo White as SEC chairwoman
WASHINGTON -- The Senate on Monday confirmed Mary Jo White to chair the Securities and Exchange Commission, placing a tough former prosecutor in the role as Wall Street's top watchdog. White was confirmed by a unanimous voice vote in the Senate, an...
Tags: Goldman Sachs Group, Inc., Prosecution, U.S. Senate Committee on Banking, Housing, and Urban Affairs, Bank of America Corp., Elisse Walter
Jun 19, 2013
|Story| Reuters
Jun 19, 2013
|Story| Reuters
Jun 18, 2013
|Story| Reuters
Jun 3, 2013
|Story| Reuters
May 29, 2013
|Story| Reuters
May 25, 2013
|Story| Los Angeles Times
May 17, 2013
|Column| Allentown Morning Call
May 14, 2013
|Story| Los Angeles Times
Apr 30, 2013
|Column| Allentown Morning Call
Apr 9, 2013
|Story| Los Angeles Times
Apr 9, 2013
|Story| Los Angeles Times
Apr 8, 2013
|Story| Los Angeles Times
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