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SEC accuses city of Victorville, others of fraud in bond sale
Ever since the Department of Defense shut down George Air Force Base in 1992, the high desert town of Victorville has struggled to reinvent itself. The city encouraged massive residential and retail development. It invested in two new power plants....Tags: Solar Energy, Collective Contract, Laws, Career and Workplace, Renewable Energy
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SEC accuses city of Victorville, officials of fraud
Federal securities regulators have accused the city of Victorville, an official, the airport authority and municipal bond underwriters of fraud stemming from a 2008 offering. The Securities and Exchange Commission on Monday accused the parties of...
Tags: Laws, Crime, Law and Justice, Bonds, Securities, Viral Diseases and Infections
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Allstate outlines further cost-cutting plans
Tribune reporterAllstate Corp., trying to reduce its expenses, took a $26 million charge against its profits in the first quarter mostly due to the Northbrook-based home and auto insurer restructuring its technology operations. In the 2012 period, Allstate took a $6...Tags: Tom Wilson, Allstate Corp.
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COMPLY-Regulators eye troubling credentials for advising seniors
ReutersBy Suzanne Barlyn NEW YORK, May 2 (Reuters) - Financial advisers may need to be more careful then ever when using special "senior" credentials to market themselves to older Americans after the newest U.S. financial regulator took aim at those...Tags: Financial and Business Services, Morgan Stanley Dean Witter & Company, Securities, Finance, Regulatory Policy and Organizations
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U.S.-Mexico deal on expanded Gulf oil drilling still in limbo
ReutersBy Roberta Rampton WASHINGTON, April 29 (Reuters) - More than a year after the United States and Mexico signed a much-lauded deal that would remove obstacles to expanding deepwater drilling for oil in the Gulf of Mexico, the agreement still has not...Tags: U.S. Department of the Interior, Republican Party, Global Expansion, American Petroleum, U.S. House of Representatives
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US SEC loses its top examinations director to FINRA
ReutersWASHINGTON, May 2 (Reuters) - The head of the U.S. Securities and Exchange Commission's national examination program is leaving the agency, in what marks the latest major personnel change since Mary Jo White took over as SEC chairwoman last month, the SEC...Tags: Bernard Madoff, Mary Jo White
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U.S. SEC warns investors of oil and gas scams
ReutersBy Suzanne Barlyn May 2 (Reuters) - The top U.S. securities regulator on Thursday warned individual investors of possible frauds involving private securities offerings for oil and gas ventures, as energy-related fraud cases mount at the agency. The...Tags: Florida Gators, FBI, Energy Resources, Petroleum Industry, Securities
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Regulators eye troubling credentials for advising seniors
ReutersNEW YORK (Reuters) - Financial advisers may need to be more careful then ever when using special "senior" credentials to market themselves to older Americans after the newest U.S. financial regulator took aim at those designations, say compliance...Tags: U.S. Consumer Financial Protection Bureau, Financial and Business Services, Morgan Stanley Dean Witter & Company, Securities, Finance
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Berkshire sells 6.1 pct of Moody's stake
Reuters* Berkshire's Geico unit sells 1.75 mln Moody's shares * Berkshire still has 11.9 pct stake in Moody's May 1 (Reuters) - Warren Buffett's Berkshire Hathaway Inc on Wednesday said it has sold 6.1 percent of its stake in Moody's Corp, the first time since...Tags: GEICO, Moody's Corporation, NYSE Euronext, Inc., Warren Buffett, Stock Market
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Tesla stock still climbing, despite federal subpoena asking about executive share trading
Autoblog.comFiled under: EV/Plug-in, Tesla Motors, Legislation and Policy In recent days, Tesla Motors stock (TSLA) has been climbing and climbing, hitting a high of $58.18 earlier today before closing at a respectable $53.99. The rise comes amid a string of... -
Facebook and banks ask U.S. judge to throw out IPO lawsuit
Reuters* Defendants say pre-IPO disclosures sufficient * Facebook shares remain below IPO price May 1 (Reuters) - Facebook Inc, its Chief Executive Mark Zuckerberg and dozens of banks asked a federal judge to throw out a lawsuit accusing the social media...Tags: Facebook, Media Industry, Morgan Stanley Dean Witter & Company, Laws, Mark Zuckerberg
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U.S. SEC unveils plan for cross-border application of swaps rules
ReutersBy Sarah N. Lynch WASHINGTON, May 1 (Reuters) - The top U.S. securities regulator on Wednesday was poised to propose new rules for the over-the-counter derivatives business of foreign banks, saying it was offering a middle ground in a brewing...Tags: Financial Markets, Derivative Securities
Apr 30, 2013
|Story| Los Angeles Times
Apr 29, 2013
|Story| Los Angeles Times
May 2, 2013
|Story| Chicago Tribune
May 2, 2013
|Story| Reuters
Apr 29, 2013
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May 2, 2013
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May 2, 2013
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May 2, 2013
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May 1, 2013
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Apr 30, 2013
|Blog| Autoblog.com
May 1, 2013
|Story| Reuters
May 1, 2013
|Story| Reuters
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