Highlights
A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.
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Smithfield CEO could make about $46.6 million from Shuanghui deal
Reuters(Reuters) - Smithfield Foods Inc Chief Executive Larry Pope could receive nearly $46.6 million in merger-related payments as part of a planned takeover by China's Shuanghui International, a securities filing showed. As per a filing made with the U.S....Tags: China, Corporate Officers, Leveraged Buyouts, Companies and Corporations, Smithfield
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SEC will seek admission of wrongdoing in some cases
ReutersU.S. securities regulators will push for admissions of wrongdoing in cases of “widespread harm to investors” or “egregious intentional misconduct,” Securities and Exchange Commission Chair Mary Jo White said Tuesday. The change...Tags: Prosecution, Elizabeth Warren, Citigroup Incorporated, Judges, Philosophy
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Mini flash crashes caused by sloppiness, not a broken market: SEC
ReutersNEW YORK (Reuters) - Unexplained rapid price drops in single stocks have generally been triggered by human error, not nefarious trading activity or high-speed trading algorithms gone wild, an official at the U.S. Securities and Exchange Commission said on...Tags: Financial Markets, Petroleum Industry, Human Mishaps, Finance, Anadarko Petroleum Corporation
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United Technologies told to pay $473 million to U.S. in lawsuit
Reuters(Reuters) - A federal judge has ordered United Technologies Corp to pay $473 million plus interest for manipulating costs to win U.S. Air Force jet engine contracts in the 1980s. The ruling by U.S. District Judge Thomas Rose in Dayton, Ohio, was issued...Tags: Breach of Contract, U.S. Air Force, Stock Market, Career and Workplace, Judges
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Empire State Building gets 'left-field' $2 billion offer to sell
ReutersNEW YORK (Reuters) - A New York City real estate company offered to buy the Empire State Building for $2 billion, a written offer showed, significantly below the skyscraper's appraisal price and about three weeks after investors in the iconic building...Tags: Investment Service, Empire State Building, Services and Shopping, Property, Real Estate Buyers
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Chesapeake hires former SEC lawyer as compliance officer
ReutersHOUSTON (Reuters) - Chesapeake Energy Corp on Monday named as chief compliance officer a lawyer the oil and gas company had previously hired to respond to an investigation by the Securities and Exchange Commission. Patrick Craine, a partner with the...Tags: Petroleum Industry, Chesapeake Energy Corp., Global Energy Incorporated, Corporate Officers, Aubrey K. McClendon
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Cost worries dog 'CAT' plan to monitor U.S. stock market
ReutersNEW YORK (Reuters) - Concerns about how much it will cost to build a new surveillance system for the U.S. stock market hang over a project regulators demanded after it took months to pull together the data needed to investigate the "flash crash" of May...Tags: Kentucky Derby, Financial Markets, Stock Market, Finance, Accounting and Auditing
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Noodles & Co. expects IPO price of $13 to $15 a share
Fast casual chain Noodles & Co. expects its initial public offering to price at $13 to $15 a share, the company said in a regulatory filing Monday. The Broomfield, Colo., business said it expects $67.1 million in proceeds if shares are priced in the...
Tags: Financing and Stock Offerings, Pasta, Lifestyle and Leisure, Washington, DC, Foods and Beverages
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READER SUBMITTED: Filomeno Wealth Management Announces Alliance With Private Capital Group, LLC
West HartfordFilomeno Wealth Management (FWM), a division of Filomeno and Company, is pleased to announce its new alliance with Private Capital Group, LLC (PCG). This collaboration connects with the Company's mission to provide its clients with a comprehensive...Tags: Finance, West Hartford, West Haven, Financial Planning, Economy, Business and Finance
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Executive Profile: Leaders share news from companies and careers, and their outlook on the economy
We checked in with executives profiled in the Tribune in the past year to learn their news, their insights about the coming year, and how they're feeling about the economy. Curt Bailey, president, Related Midwest Related has been running on all...
Tags: Tom Wilson, Federal Reserve, Corporate Officers, Sales, PBS (tv network)
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Corinthian Colleges' stock tumbles 23% since disclosing SEC probe
Shares of Corinthian Colleges Inc. fell 23% last week after the Santa Ana for-profit college chain disclosed that the Securities and Exchange Commission had launched an investigation into the company. Corinthian said it received a subpoena this month...
Tags: Leon Panetta, National Government, Science and Technology, Colleges and Universities, Teaching and Learning
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FINRA director in U.S. resigns after old theft indictment surfaces
ReutersBy Emily Flitter NEW YORK, June 14 (Reuters) - A regional director for the securities industry's self-regulatory agency resigned several weeks after the organization received a letter revealing the official had pleaded guilty two decades ago to...Tags: Analysts' Comments, Prosecution, Regulatory Policy and Organizations, Politics, Securities
Jun 18, 2013
|Story| Reuters
Jun 19, 2013
|Story| Reuters
Jun 18, 2013
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Jun 18, 2013
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Jun 18, 2013
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Jun 17, 2013
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Jun 17, 2013
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Jun 17, 2013
|Story| Los Angeles Times
Jun 17, 2013
|Story| Hartford Courant
Jun 17, 2013
|Story| Chicago Tribune
Jun 16, 2013
|Story| Los Angeles Times
Jun 14, 2013
|Story| Reuters
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