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SEC settlement policy may pressure other agencies to toughen up
ReutersBy Sarah N. Lynch WASHINGTON, June 19 (Reuters) - The decision by the U.S. Securities and Exchange Commission to seek admissions of wrongdoing in select enforcement cases is expected to put pressure on other federal financial regulators to get tougher...Tags: Federal Deposit Insurance Corporation, Defendants, Justice System, Mary Jo White, Manhattan (New York City)
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House panel OKs bill to prohibit mandatory auditor rotation
ReutersWASHINGTON (Reuters) - In a rare show of bipartisanship, the U.S. House Financial Services Committee unanimously approved a bill on Wednesday that would prohibit mandatory rotation of auditors among companies to avoid fraud and financial misconduct....Tags: Federal Reserve, Arthur Andersen, Career and Workplace, Deloitte Touche Tohmatsu Ltd., U.S. Department of Labor
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Empire State Building gets 'left-field' $2 billion offer to sell
ReutersNEW YORK (Reuters) - A New York City real estate company offered to buy the Empire State Building for $2 billion, a written offer showed, significantly below the skyscraper's appraisal price and about three weeks after investors in the iconic building...Tags: New York City, Real Estate Buyers, Real Estate, Empire State Building, Real Estate Sellers
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Smithfield CEO could make about $46.6 million from Shuanghui deal
Reuters(Reuters) - Smithfield Foods Inc Chief Executive Larry Pope could receive nearly $46.6 million in merger-related payments as part of a planned takeover by China's Shuanghui International, a securities filing showed. As per a filing made with the U.S....Tags: Smithfield, China, Smithfield Foods, Economy, Business and Finance, Companies and Corporations
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SEC will seek admission of wrongdoing in some cases
ReutersU.S. securities regulators will push for admissions of wrongdoing in cases of “widespread harm to investors” or “egregious intentional misconduct,” Securities and Exchange Commission Chair Mary Jo White said Tuesday. The change...Tags: Justice System, Defendants, Mary Jo White, Manhattan (New York City), Citigroup Incorporated
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U.S. judge limits ex-Goldman Sachs exec's defense in fraud case
ReutersBy Bernard Vaughan NEW YORK, June 19 (Reuters) - A federal judge on Wednesday limited the extent to which former Goldman Sachs Group Inc vice president Fabrice Tourre can argue that he was acting on the advice of company lawyers in his defense against...Tags: Judges, Justice System, Lawyers, Crime, Law and Justice, Goldman Sachs Group, Inc.
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European hedge funds struggle to break into U.S. market
ReutersMONTE CARLO, Monaco (Reuters) - European and Asian hedge fund firms are finding the potentially lucrative U.S. market impossible to ignore, but as tough as ever to negotiate. Delegates at the annual GAIM conference in Monaco this week talked about the...Tags: Economy, Business and Finance, Monaco, Litigation and Regulation, Mutual Funds, Finance
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Chesapeake hires former SEC lawyer as compliance officer
ReutersHOUSTON (Reuters) - Chesapeake Energy Corp on Monday named as chief compliance officer a lawyer the oil and gas company had previously hired to respond to an investigation by the Securities and Exchange Commission. Patrick Craine, a partner with the...Tags: Aubrey K. McClendon, Global Energy Incorporated, Justice System, Lawyers, Petroleum Industry
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Cost worries dog 'CAT' plan to monitor U.S. stock market
ReutersNEW YORK (Reuters) - Concerns about how much it will cost to build a new surveillance system for the U.S. stock market hang over a project regulators demanded after it took months to pull together the data needed to investigate the "flash crash" of May...Tags: Accounting and Auditing, Securities, Preakness Stakes, Equestrian, Financial Markets
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Noodles & Co. expects IPO price of $13 to $15 a share
Fast casual chain Noodles & Co. expects its initial public offering to price at $13 to $15 a share, the company said in a regulatory filing Monday. The Broomfield, Colo., business said it expects $67.1 million in proceeds if shares are priced in the...
Tags: Financing and Stock Offerings, Washington, DC, Lifestyle and Leisure, Foods and Beverages, Pasta
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READER SUBMITTED: Filomeno Wealth Management Announces Alliance With Private Capital Group, LLC
West HartfordFilomeno Wealth Management (FWM), a division of Filomeno and Company, is pleased to announce its new alliance with Private Capital Group, LLC (PCG). This collaboration connects with the Company's mission to provide its clients with a comprehensive...Tags: West Haven, Economy, Business and Finance, Finance, Financial Planning, West Hartford
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Mini flash crashes caused by sloppiness, not a broken market: SEC
ReutersNEW YORK (Reuters) - Unexplained rapid price drops in single stocks have generally been triggered by human error, not nefarious trading activity or high-speed trading algorithms gone wild, an official at the U.S. Securities and Exchange Commission said on...Tags: Anadarko Petroleum Corporation, Securities, Symantec Corp., Financial Markets, Petroleum Industry
Jun 19, 2013
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Jun 19, 2013
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Jun 18, 2013
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Jun 18, 2013
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Jun 19, 2013
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Jun 19, 2013
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Jun 17, 2013
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Jun 17, 2013
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Jun 17, 2013
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Jun 17, 2013
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Jun 18, 2013
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