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    May 29, 2013 |Story| Reuters
  1. U.S. SEC to consider money market fund proposal next week

    Reuters
    By Sarah N. Lynch WASHINGTON, May 29 (Reuters) - U.S. securities regulators will convene next week to consider a long-awaited proposal that would impose new rules on the $2.6 trillion money market fund industry, according to an announcement posted on the...

    Tags: Lehman Brothers Holdings Inc., Mary Jo White, U.S. Securities and Exchange Commission, Charles Schwab, Economy, Business and Finance

  2. Apr 10, 2013 |Story| Los Angeles Times
  3. Madoff investors cannot sue SEC, federal appeals court says

    Investors who lost big when Bernard Madoff’s Ponzi scheme unraveled cannot sue federal regulators, despite the government’s “regrettable inaction,” a federal appeals court ruled.
    Investors who lost big when Bernard Madoff’s Ponzi scheme unraveled cannot sue federal regulators, despite the government’s “regrettable inaction,” a federal appeals court ruled. Madoff victims had sued, arguing that the...

    Tags: U.S. Securities and Exchange Commission, Bernard Madoff

  4. Apr 8, 2013 |Story| Los Angeles Times
  5. Senate confirms former prosecutor Mary Jo White as SEC chairwoman

    WASHINGTON -- The Senate on Monday confirmed Mary Jo White to chair the Securities and Exchange Commission, placing a tough former prosecutor in the role as Wall Street's top watchdog.
    WASHINGTON -- The Senate on Monday confirmed Mary Jo White to chair the Securities and Exchange Commission, placing a tough former prosecutor in the role as Wall Street's top watchdog. White was confirmed by a unanimous voice vote in the Senate, an...

    Tags: Prosecution, Elisse Walter, U.S. Senate Committee on Banking, Housing, and Urban Affairs, Rajat Gupta, Jerry Moran

  6. Mar 19, 2013 |Story| Los Angeles Times
  7. Senate panel approves Obama nominees to head SEC, consumer bureau

    WASHINGTON — A Senate committee on Tuesday overwhelmingly approved Mary Jo White's nomination to head the Securities and Exchange Commission, clearing the way for the former federal prosecutor to be confirmed soon as Wall Street's top watchdog.
    WASHINGTON — A Senate committee on Tuesday overwhelmingly approved Mary Jo White's nomination to head the Securities and Exchange Commission, clearing the way for the former federal prosecutor to be confirmed soon as Wall Street's top watchdog....

    Tags: Elisse Walter, Consumers, Republican Party, U.S. Senate Committee on Banking, Housing, and Urban Affairs, Rajat Gupta

  8. Feb 11, 2013 |Story| Los Angeles Times
  9. New concerns raised about lawyers leaving SEC for private firms

    The Securities and Exchange Commission’s revolving door is spinning as feverishly as ever.
    The Securities and Exchange Commission’s revolving door is spinning as feverishly as ever. Lawyers who leave the SEC for private law firms often immediately begin lobbying on behalf of their new corporate clients, frequently trying to weaken...

    Tags: Elections, Finance, Lawyers, Justice System, Mary Jo White

  10. Jan 24, 2013 |Story| Los Angeles Times
  11. Mary Jo White won't be intimidated as SEC chief, Obama says

    WASHINGTON -- President Obama nominated Mary Jo White to be the new head of the Securities and Exchange Commission, saying her track record as a hard-nosed prosecutor means she won't be easily intimidated as Wall Street's new top watchdog.
    WASHINGTON -- President Obama nominated Mary Jo White to be the new head of the Securities and Exchange Commission, saying her track record as a hard-nosed prosecutor means she won't be easily intimidated as Wall Street's new top watchdog. "You don't...

    Tags: Consumers, Criminals, U.S. Consumer Financial Protection Bureau, Elections, Lawyers

  12. May 30, 2013 |Story| Reuters
  13. SEC taking steps to watch for money market fund outflows

    Reuters
    WASHINGTON (Reuters) - The Securities and Exchange Commission is taking steps to help spot if money starts flowing to alternative investments as the SEC cracks down on money market funds. The SEC is due to meet next week to propose new rules for the...

    Tags: Personal Finance, U.S. Securities and Exchange Commission, Politics, Economy, Business and Finance, Lobbying

  14. Jan 24, 2013 |Story| Los Angeles Times
  15. Obama to nominate former prosecutor to lead SEC

    WASHINGTON – President Obama will nominate Mary Jo White, a former prosecutor and one-time director of the Nasdaq stock exchange, to lead the Securities and Exchange Commission, a White House official said Thursday.
    WASHINGTON – President Obama will nominate Mary Jo White, a former prosecutor and one-time director of the Nasdaq stock exchange, to lead the Securities and Exchange Commission, a White House official said Thursday.   Obama plans to make the...

    Tags: Prosecution, Elisse Walter, Republican Party, U.S. Consumer Financial Protection Bureau, Lawyers

  16. Nov 12, 2012 |Story| Los Angeles Times
  17. SEC wins partial victory in case against money-market fund

    The Securities and Exchange Commission has won a partial victory in a prominent case arising from the global financial crisis. A federal jury found Monday that Reserve Management Co., the investment firm running the Reserve Primary Fund money-market...

    Tags: Justice System, Investments, U.S. Securities and Exchange Commission, Economy, Business and Finance, Crime, Law and Justice

  18. Nov 12, 2012 |Story| Los Angeles Times
  19. SEC loses case against money-market founder

    <strong>UPDATE</strong>: <a href=&quot;http://www.latimes.com/business/money/la-fi-mo-sec-partial-victory-moneymarket-fund-20121112,0,6393583.story" target="_blank">In full ruling, SEC wins partial victory</a>:&nbsp;
    UPDATE: In full ruling, SEC wins partial victory:  The federal government has lost another high-profile case resulting from the global financial crisis. A federal jury Monday cleared the managers of the Reserve Fund money-market fund of civil fraud...

    Tags: Justice System, U.S. Securities and Exchange Commission, Economy, Business and Finance, Crime, Law and Justice, Finance

  20. Aug 21, 2012 |Story| Baltimore Sun
  21. SEC awards nearly $50,000 to whistle blower

    You can receive big bucks and feel good about yourself to by reporting financial fraud. This whistle blower program awards 30 percent of the amount recouped once the Securities and Exchange Commission undertakes an enforcement action against the bad...

    Tags: U.S. Securities and Exchange Commission

  22. May 12, 2012 |Story| Chicago Tribune
  23. JPMorgan $2 Billion Loss Hits Shares, Credit, Image

    NEW YORK/LONDON (Reuters) - JPMorgan Chase & Co lost $15 billion in market value and a notch in its credit ratings on Friday while a chorus of regulators and politicians reacted to its surprise $2 billion trading loss by demanding stiffer oversight for the banking industry.
    Reuters
    NEW YORK/LONDON (Reuters) - JPMorgan Chase & Co lost $15 billion in market value and a notch in its credit ratings on Friday while a chorus of regulators and politicians reacted to its surprise $2 billion trading loss by demanding stiffer oversight for...

    Tags: Tampa, JPMorgan Chase & Co., Securities, Barney Frank, Insurance

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