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Wall Street watchdog to review broker bonus disclosure plan in July
ReutersWASHINGTON (Reuters) - Wall Street's watchdog will present a plan to its board in July that would require brokers to tell certain clients about compensation they receive when they switch firms, the regulator's chief said on Tuesday. Richard Ketchum,...Tags: Media Industry, Financial Markets, Economy, Business and Finance, Finance, Computing and Information Technology Industry
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Prosecutors' subpoena of SAC's Cohen puzzles defense lawyers
ReutersNEW YORK (Reuters) - The decision by prosecutors to compel Steven A. Cohen to testify before a federal grand jury about allegations of insider trading at his $15 billion hedge fund is leaving many criminal defense lawyers scratching their heads. In the...Tags: SAC Capital Advisors, The New York Times, Morgan Stanley Dean Witter & Company, Judges, Blackstone Group, L.P.
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Dimon clings to JPMorgan chairman title, after fight
ReutersTAMPA, Florida (Reuters) - Jamie Dimon, chairman and chief executive of JPMorgan Chase & Co took an unusual step to fight off investors seeking more oversight of his activities - he hinted he might quit. And it worked. At the bank's annual meeting on...Tags: Elections, Museum of Natural History, Corporate Officers, Florida Gators, The New York Times
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Ex-strategist can sue UBS as whistleblower: U.S. judge
ReutersNEW YORK (Reuters) - UBS AG lost a bid Tuesday to dismiss a whistle-blower lawsuit by a former commercial mortgage-backed securities strategist who said he was fired for refusing to publish misleading research reports. U.S. District Judge Jesse Furman in...Tags: Laws, UBS AG, Derivative Securities, Judges, Crime, Law and Justice
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Guilty plea in KPMG insider-trading case
A San Fernando Valley jeweler at the center of an insider-trading scandal pleaded guilty to a conspiracy charge and agreed to turn over $1.27 million in ill-gotten stock gains made from tips from a top auditor at accounting giant KPMG. Bryan Shaw, 52,...
Tags: FBI, Services and Shopping, Accounting and Auditing, Judges, KPMG
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Democrats make last push in primary to be mayor of Harrisburg, Pennsylvania
ReutersMay 21 (Reuters) - The mayor of Harrisburg, Pennsylvania's cash-strapped capital, faces off on Tuesday against two fellow Democrats in a primary election that will likely determine who leads a city that has become a poster child for financial...Tags: Bankruptcy, Elections, Primaries, Economy, Business and Finance, Finance
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JPMorgan, under pressure, gives polling information to investors
ReutersBy Karen Freifeld and David Henry May 20 (Reuters) - JPMorgan Chase & Co, under pressure from the New York Attorney General's office, has agreed to give investors information about upcoming ballot votes, after the company that collects votes on the...Tags: Elections, Economy, Business and Finance, Finance, Financial Markets, Lawyers
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JPMorgan, under pressure, gives up vote information
Reuters(Reuters) - JPMorgan Chase & Co , under pressure from New York officials, gave shareholders information about an upcoming vote that would increase oversight of Chairman and Chief Executive Jamie Dimon. But the ballot details may have come too late for...Tags: Elections, Securities, Crime, Law and Justice, Voting, Justice System
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Pointing to threat, pulling in profit
Tribune Washington BureauWASHINGTON -- Over the last decade, former Navy Secretary Richard J. Danzig, a prominent lawyer, presidential advisor and biowarfare consultant to the Pentagon and the Department of Homeland Security, has urged the government to counter what he called a...Tags: Laws, DARPA, Barack Obama, Diseases and Illnesses, September 11, 2001 Attacks
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Former GOP Senator Judd Gregg named CEO of lobbying group SIFMA
ReutersNEW YORK, May 20 (Reuters) - The Securities Industry and Financial Markets Association named former Republican Senator Judd Gregg as its chief executive officer, the lobbying group said Monday. The appointment of the veteran politician, who also was...Tags: Finance, Economy, Business and Finance, Financial Markets, Corporate Officers, Financial and Business Services
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Wielding Harrisburg example, U.S. SEC cajoles cities nationwide
Reuters* U.S. regulator underlines rules for disclosure to bondholders * SEC warns municipalities not to gloss over financial health * Pennsylvania capital Harrisburg has mountain of debt to clear WASHINGTON, May 20 (Reuters) - At first glance, a federal...Tags: Elections, Primaries, Local Government, Bonds, Florida Gators
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Supreme Court agrees to hear Fidelity whistleblower case
ReutersWASHINGTON (Reuters) - In a case involving whistleblowers at Fidelity Investments, the U.S. Supreme Court on Monday agreed to consider whether mutual fund employees are subject to the same whistleblower protections as workers at publicly traded companies....Tags: Finance, Economy, Business and Finance, Business Enterprises, WorldCom Incorporated, U.S. Supreme Court
May 21, 2013
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May 19, 2013
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May 20, 2013
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May 20, 2013
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