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U.S. SEC charges ex-LPL adviser with $2 mln civil fraud
ReutersBy Suzanne Barlyn May 23 (Reuters) - The top U.S. securities regulator on Thursday filed civil fraud charges against a former LPL Financial LLC adviser, charging he diverted some $2 million of client funds to use for personal expenses. The U.S....Tags: Securities, Economy, Business and Finance, Finance, Georgia Bulldogs
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Allstate investors vote down proposals, back board at annual meeting
Tribune reporterAllstate Corp. investors voted down two shareholder proposals and approved the re-election of its board members at the Northbrook-based insurer's annual meeting. In preliminary results disclosed at the meeting, individual directors received 92 to 99...Tags: Politics, Corporate Performance, Freddie Mac, Board of Directors, Ingersoll-Rand Company
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SEC charges South Miami, Fla. with fraud over conduit deals
ReutersWASHINGTON, May 22 (Reuters) - The city of South Miami, Florida, defrauded investors by not disclosing problems with the tax-exempt status of two conduit bond deals that were used to finance a mixed-use retail and parking structure, the U.S. Securities...Tags: Miami (Miami-Dade, Florida), South Miami, Florida Gators
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Phoenix Says Bondholders Consent To Delayed Financial Reports
The Hartford CourantThe Phoenix Cos. said Wednesday it won consent from bondholders, allowing the company to delay providing quarterly reports and a 2012 annual report to the bond trustee until the end of this year. Phoenix is restating financial statements for all of 2009,...Tags: Bonds, Economy, Business and Finance, Finance
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Lawyer convicted in multimillion-dollar stock fraud case
A Boca Raton lawyer was found guilty Monday for his role in a five-year, multimillion-dollar stock market manipulation and fraud scheme, according to acting Assistant U.S. Attorney General Mythili Raman. Attorney Mitchell J. Stein, 53, was convicted...Tags: Securities, Prosecution, Lawyers, Justice System, Crime, Law and Justice
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T. Rowe's new lineup of target-date funds lighten up on stocks
ReutersBOSTON, May 22 (Reuters) - U.S. money manager T. Rowe Price Group Inc on Wednesday said it plans to launch 11 new target-date funds that will put less emphasis on stocks before retirement and more on bonds. The Baltimore-based company filed a preliminary...Tags: Economy, Business and Finance, Finance, T. Rowe Price
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Special Report: The Rise and Fall of China's Sun King
ReutersHONG KONG (Reuters) - In a 2010 speech before a packed ballroom of university students in Sydney, Shi Zhengrong, founder of Chinese solar-panel maker Suntech Power Holdings Co Ltd, listed the people who had been important in his rise to fame and riches....Tags: Politics, European Debt Crisis, Shanghai (China), National Government, Financially Distressed Companies
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'Investment calculator' offers UK investors transparency on fees
ReutersLONDON (Reuters) - A new tool launched on Wednesday promises British investors a way to cut through what its authors call the "smoke and mirrors" used by investment firms to charge hidden fees and get a more realistic valuation of their investments....Tags: Morningstar Incorporated, New Products, Investments, Economy, Business and Finance, Finance
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Prosecutors consider using racketeering law against SAC: source
ReutersNEW YORK (Reuters) - Prosecutors are considering charging Steven A. Cohen's SAC Capital Advisors as a criminal enterprise engaged in a long pattern of insider trading in stocks, according to a person familiar with the matter. Prosecutors may use the...Tags: Mutual Funds, SAC Capital Advisors, Securities, Judges, Prisons
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Voters oust mayor of Harrisburg, Pennsylvania in primary
Reuters(Reuters) - The embattled mayor of Pennsylvania's financially crippled capital of Harrisburg was ousted on Tuesday when she lost the Democratic primary to the owner of an independent bookstore. Mayor Linda Thompson's loss to Eric Papenfuse comes after...Tags: Politics, Bankruptcy, Harrisburg (Dauphin, Pennsylvania), Elections, Economy, Business and Finance
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SAC's Martoma says U.S. impedes defense in fraud case
Reuters* Martoma calls U.S. conspiracy allegations vague * Defendant accused of insider trading * SAC, founder Steven Cohen in focus after subpoenas May 21 (Reuters) - Former SAC Capital Advisors portfolio manager Mathew Martoma said the government is...Tags: SAC Capital Advisors, Insider Trading, Wyeth, Criminals, Mathew Martoma
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Wall St. watchdog to review broker bonus disclosure plan in July
ReutersBy Suzanne Barlyn WASHINGTON, May 21 (Reuters) - Wall Street's watchdog will present a plan to its board in July that would require brokers to tell certain clients about compensation they receive when they switch firms, the regulator's chief said on...Tags: Media Industry, Securities, Financial Markets, Economy, Business and Finance, Computing and Information Technology Industry
May 23, 2013
|Story| Reuters
May 21, 2013
|Story| Chicago Tribune
May 22, 2013
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May 22, 2013
|Story| Hartford Courant
May 21, 2013
|Story| South Florida Sun-Sentinel
May 22, 2013
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May 20, 2013
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May 22, 2013
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May 21, 2013
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May 21, 2013
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May 21, 2013
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May 21, 2013
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