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Prosecutors' subpoena of SAC's Cohen puzzles defense lawyers
ReutersNEW YORK (Reuters) - The decision by prosecutors to compel Steven A. Cohen to testify before a federal grand jury about allegations of insider trading at his $15 billion hedge fund is leaving many criminal defense lawyers scratching their heads. In the...Tags: Prosecution, Insider Trading, Steven Cohen, Criminals, SAC Capital Advisors
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Allstate investors vote down proposals, back board at annual meeting
Tribune reporterAllstate Corp. investors voted down two shareholder proposals and approved the re-election of its board members at the Northbrook-based insurer's annual meeting. In preliminary results disclosed at the meeting, individual directors received 92 to 99...Tags: Ingersoll-Rand Company, Corporate Performance, Companies and Corporations, Shareholders, Marketing
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Dimon clings to JPMorgan chairman title, after fight
ReutersTAMPA, Florida (Reuters) - Jamie Dimon, chairman and chief executive of JPMorgan Chase & Co took an unusual step to fight off investors seeking more oversight of his activities - he hinted he might quit. And it worked. At the bank's annual meeting on...Tags: JPMorgan Chase & Co., Museum of Natural History, Honeywell International Incorporated, Pension and Welfare, Finance
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Ex-strategist can sue UBS as whistleblower: U.S. judge
ReutersNEW YORK (Reuters) - UBS AG lost a bid Tuesday to dismiss a whistle-blower lawsuit by a former commercial mortgage-backed securities strategist who said he was fired for refusing to publish misleading research reports. U.S. District Judge Jesse Furman in...Tags: Mortgages, UBS AG, Career and Workplace, Laws, Labor Legislation
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Guilty plea in KPMG insider-trading case
A San Fernando Valley jeweler at the center of an insider-trading scandal pleaded guilty to a conspiracy charge and agreed to turn over $1.27 million in ill-gotten stock gains made from tips from a top auditor at accounting giant KPMG. Bryan Shaw, 52,...
Tags: Prosecution, Punishment, College Sports, Insider Trading, U.S. Department of Justice
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Democrats make last push in primary to be mayor of Harrisburg, Pennsylvania
ReutersMay 21 (Reuters) - The mayor of Harrisburg, Pennsylvania's cash-strapped capital, faces off on Tuesday against two fellow Democrats in a primary election that will likely determine who leads a city that has become a poster child for financial...Tags: Harrisburg (Dauphin, Pennsylvania), Elections, Bankruptcy, Economy, Business and Finance, Primaries
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JPMorgan, under pressure, gives polling information to investors
ReutersBy Karen Freifeld and David Henry May 20 (Reuters) - JPMorgan Chase & Co, under pressure from the New York Attorney General's office, has agreed to give investors information about upcoming ballot votes, after the company that collects votes on the...Tags: Elections, JPMorgan Chase & Co., Lawyers, Economy, Business and Finance, Crime, Law and Justice
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JPMorgan, under pressure, gives up vote information
Reuters(Reuters) - JPMorgan Chase & Co , under pressure from New York officials, gave shareholders information about an upcoming vote that would increase oversight of Chairman and Chief Executive Jamie Dimon. But the ballot details may have come too late for...Tags: Jamie Dimon, JPMorgan Chase & Co., Finance, Financial Markets, Elections
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SEC review of brokerages use of arbitration not seen in 2013
ReutersWASHINGTON (Reuters) - Wall Street brokerages' use of mandatory arbitration clauses merits a regulatory review, but the Securities and Exchange Commission will not have time to undertake one before 2014, an SEC commissioner said on Monday. The agency...Tags: Economy, Business and Finance, Securities, Arbitration, Elisse Walter, Financial and Business Services
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Pointing to threat, pulling in profit
Tribune Washington BureauWASHINGTON -- Over the last decade, former Navy Secretary Richard J. Danzig, a prominent lawyer, presidential advisor and biowarfare consultant to the Pentagon and the Department of Homeland Security, has urged the government to counter what he called a...Tags: U.S. Centers for Disease Control and Prevention, Science and Technology, GlaxoSmithKline PLC, Barack Obama, U.S. House Committee on Homeland Security
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Former GOP Senator Judd Gregg named CEO of lobbying group SIFMA
ReutersNEW YORK, May 20 (Reuters) - The Securities Industry and Financial Markets Association named former Republican Senator Judd Gregg as its chief executive officer, the lobbying group said Monday. The appointment of the veteran politician, who also was...Tags: Management Change, Economy, Business and Finance, Securities, Judd Gregg, Financial and Business Services
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Wielding Harrisburg example, U.S. SEC cajoles cities nationwide
Reuters* U.S. regulator underlines rules for disclosure to bondholders * SEC warns municipalities not to gloss over financial health * Pennsylvania capital Harrisburg has mountain of debt to clear WASHINGTON, May 20 (Reuters) - At first glance, a federal...Tags: Public Officials, Washington, DC, Government, Marketing, Bonds
May 21, 2013
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May 21, 2013
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May 19, 2013
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May 20, 2013
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