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A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

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    Jun 17, 2013 |Story| Chicago Tribune
  1. Executive Profile: Leaders share news from companies and careers, and their outlook on the economy

    We checked in with executives profiled in the Tribune in the past year to learn their news, their insights about the coming year, and how they're feeling about the economy.
    We checked in with executives profiled in the Tribune in the past year to learn their news, their insights about the coming year, and how they're feeling about the economy. Curt Bailey, president, Related Midwest Related has been running on all...

    Tags: Startups, Nursing, Tourism and Leisure, U.S. Nuclear Regulatory Commission, Corporate Officers

  2. Jun 16, 2013 |Story| Hartford Courant
  3. READER SUBMITTED: Filomeno Wealth Management Announces Alliance With Private Capital Group, LLC

    West Hartford
    Filomeno Wealth Management (FWM), a division of Filomeno and Company, is pleased to announce its new alliance with Private Capital Group, LLC (PCG). This collaboration connects with the Company's mission to provide its clients with a comprehensive...

    Tags: West Hartford, Finance, West Haven, Economy, Business and Finance, Financial Planning

  4. Jun 16, 2013 |Story| Los Angeles Times
  5. Corinthian Colleges' stock tumbles 23% since disclosing SEC probe

    Shares of Corinthian Colleges Inc. fell 23% last week after the Santa Ana for-profit college chain disclosed that the Securities and Exchange Commission had launched an investigation into the company.
    Shares of Corinthian Colleges Inc. fell 23% last week after the Santa Ana for-profit college chain disclosed that the Securities and Exchange Commission had launched an investigation into the company. Corinthian said it received a subpoena this month...

    Tags: Science and Technology, Leon Panetta, Africa, National Government, Government

  6. Jun 14, 2013 |Story| Reuters
  7. FINRA director in U.S. resigns after old theft indictment surfaces

    Reuters
    By Emily Flitter NEW YORK, June 14 (Reuters) - A regional director for the securities industry's self-regulatory agency resigned several weeks after the organization received a letter revealing the official had pleaded guilty two decades ago to...

    Tags: Theft, Finance, Economy, Business and Finance, Investments, Analysts' Comments

  8. Jun 14, 2013 |Story| Reuters
  9. Midcoast Energy Partners to raise up to $575 mln in IPO

    Reuters
    June 14 (Reuters) - Midcoast Energy Partners LP, a limited partnership formed by Enbridge Energy Partners LP, filed with U.S. regulators on Friday to raise up to $575 million in an initial public offering of its common units. Enbridge Energy said this...

    Tags: Petroleum Industry, Enbridge Energy Partners LP, Energy Partners Limited, Initial Public Offerings, Energy Resources

  10. Jun 16, 2013 |Story| Chicago Tribune
  11. GTCR and Bruce Rauner in spotlight again with Rauner's run for Illinois governor

    With businessman Bruce Rauner running for Illinois governor, his experience in the world of private equity is likely to sound familiar to voters.
    With businessman Bruce Rauner running for Illinois governor, his experience in the world of private equity is likely to sound familiar to voters. Republican presidential nominee Mitt Romney had a similar background, which became fodder for debate during...

    Tags: Physical Therapy, Chicago Mayor, Science and Technology, Executive Branch, Auxilium Pharmaceuticals Incorporated

  12. Jun 13, 2013 |Story| Reuters
  13. PRESS DIGEST-New York Times business news - June 14

    Reuters
    June 14 (Reuters) - The following are the top stories on the New York Times business pages. Reuters has not verified these stories and does not vouch for their accuracy. * Economists were encouraged by reports on Thursday that applications last week for...

    Tags: Rupert Murdoch, Book, The New York Times, Unemployment Benefits, Belo Corporation

  14. Jun 13, 2013 |Story| Reuters
  15. PRESS DIGEST - Wall Street Journal - June 14

    Reuters
    June 14 (Reuters) - The following are the top stories in the Wall Street Journal. Reuters has not verified these stories and does not vouch for their accuracy. * U.S. President Barack Obama authorized his administration to provide arms to rebels...

    Tags: National Security Agency, Edward Snowden, White House, Revlon Incorporated, Barack Obama

  16. Jun 14, 2013 |Story| Aberdeen News
  17. Court freezes trader's assets in Smithfield case

    WASHINGTON (AP) - A U.S. court has frozen the assets of Thailand trader accused of profiting from advance knowledge of a Chinese company's plan to acquire Smithfield Foods. The Securities and Exchange Commission has accused Badin Rungruangnavarat of...

    Tags: Insider Trading, Smithfield, Smithfield Foods, Washington, DC

  18. Jun 14, 2013 |Story| Reuters
  19. CDW expects to raise $738M in IPO

    Vernon-Hills based technology retailer CDW Corp, said in a regulatory filing Friday that it expects to raised $738 million in its return to the public markets with a stock offering of 27.8 million shares.
    Tribune staff and wire report
    Vernon-Hills based technology retailer CDW Corp, said in a regulatory filing Friday that it expects to raised $738 million in its return to the public markets with a stock offering of 27.8 million shares. Madison Dearborn Partners LLC and Providence...

    Tags: Bright Horizons Family Solutions Incorporated, Norwegian Cruise Line, Federal Reserve, NASDAQ, Goldman Sachs Group, Inc.

  20. Jun 14, 2013 |Story| Reuters
  21. Special Report: Lack of a prenup imperils oil billionaire's fortune

    Reuters
    OKLAHOMA CITY (Reuters) - The divorce of oil baron Harold Hamm has had its dramatic moments. Among them: allegations that Harold was unfaithful - and a heated debate over whether the court should order his wife, Sue Ann, to turn over secret video and...

    Tags: Rupert Murdoch, Petroleum Industry, Litigation, Science and Technology, Divorce

  22. Jun 13, 2013 |Story| Reuters
  23. Plan for quashing broker complaints to meet resistance

    Reuters
    (Reuters) - Within the next few weeks, the Financial Industry Regulatory Authority (FINRA) expects to send the Securities and Exchange Commission a proposal to make it easier for securities brokers to erase certain black marks from their records. Once it...

    Tags: Finance, Crime, Law and Justice, Arbitration, Credit Ratings, Regulatory Policy and Organizations

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